Quality of Service You have the right to receive consistent excellent service in a manner that encourages you to recommend me to others, knowing that I will treat your referrals with the same high level of proactive, courteous service.
Experienced Advisor You have the right to work with an experienced, dependable, advisor who truly cares for your well-being, listens to your concerns, and understands your values and goals. Your best interests will always come first.
Unlimited Questions You have the right to unlimited phone calls, emails, texts or any other form of communication you choose if you have questions. We work for you-so reach out if you have a need
Recommendations Based on Your Needs You have the right to independent, appropriate advice and recommendations based on your defined values, needs, and objectives, as well as other considerations including individual risk tolerance and liquid net worth.
Confidentiality and Safety You have the right to the strictest levels of confidentiality and safety with the personal information provided to us. We will protect your information to the highest standards outlined by Proverbi Capital Advisors and FINRA.
Consistent and Timely Reviews You have the right to meet with us face to face on designated intervals to review your accounts and ask any questions you may have. You have the right to a pre-set agenda at these meetings, and the right to a letter from me reviewing each of our responsibilities from the meeting. You have a right to a phone call within 48 hours of our meeting where we confirm that we have done all the things we agreed to do at that meeting, or if a longer term responsibility, a status update.
Transparency You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions, and advisory services. If you have a question, it is our duty to respond in an understandable way.
Prompt Response You have a right to a prompt response from your advisor. We will be available to answer the questions that matter to you as they arise, and commit to returning all calls by the end of the next business day. Should your request require additional research, we will set a clearly defined time-frame to meet your expectations.
Timely Communication You have a right to receive communications from us in a timely manner. We will prepare reports that clearly identify all account positions, and present comprehensive portfolio reviews annually, or as often as necessary. Our goal is to provide you with timely information before the question arises.
Professional Competence You have the right to sound financial advice from a competent professional. We are committed to professional continuing education and select national conferences to stay abreast of new opportunities, regulatory changes, and industry best-practices with respect to wealth management, estate planning, and values-based strategies.
Integrity — Integrity is the foundation of every long-term relationship. We are committed to operating with honesty, character and conviction.
Caring — Our clients' interests always come first. We seek first to understand the needs of our clients, and present objective advice that will best address those needs.
Diligence — We work hard to pursue excellence in everything we do, from conducting independent investment manager research and oversight to delivering the highest quality client service.
Stewardship — As your advisor, it is our role to offer you sound financial advice to empower you to make wise choices with the resources entrusted to you.
There are certainly a lot of financial advisors out there. While most advisors bring integrity and skill to the table, the sad fact is that many of them may not have your best interest at heart. How can you tell which advisor is a good fit for you?? While this is certainly not a complete list, there are a few things we personally feel are important to learn about any advisor you decide to use-things like the necessary licenses to do everything they need to do, a clean compliance record, their method of doing business, and their willingness to let their clients speak to new prospects. Here are some things to review with a potential new advisor:
Use some common sense and trust your gut instinct. It's usually correct!!!